Author Description

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition. New to the 2020 Edition: Rule 163B. Exemption from Section 5(b)(1) and Section 5(c) of the Act for Certain Communications to Qualified Institutional Buyers or Institutional Accredited Investors