Author Description

Volume 1. Background Of The Sec Statutes -- Federal Regulation Of The Distribution Of Securities -- Coverage Of The Securities Act Of 1933: Definitions And Exemptions -- Protective Committee Reform: The Trust Indenture Act Of 1939 And Sec Functions Under The Bankruptcy Code -- Control Concepts Under The Sec Statutes -- Registration And Postregistration Provisions Of The 1934 Act -- Regulation Of The Securities Markets -- Volume 2. Regulation Of Brokers, Dealers, And Investment Advisers -- Fraud -- Manipulation -- Civil Liability -- Government Litigation -- Sec Administrative Law -- Conflict Of Laws, Procedural Aspects, And Globalization. Louis Loss (late William Nelson Cromwell Professor Of Law, Harvard University), Joel Seligman (dean Emeritus & Professor, Washington University School Of Law; President Emeritus, University Of Rochester), Troy Paredes (founder, Paredes Strategies Llc). Includes Bibliographical References (pages 2429-2595) And Index.