Author Description

Rules of the NYSE Arca (formerly the Pacific Exchange) This book is split into two sections - Options and Equities Certificate of Incorporation of NYSE Arca, Inc. NYSE Arca, Inc.: Bylaws NYSE Arca, Inc.: Rules Rule 1 Definitions Rule 2 Options Trading Permits Rule 3 Organization and Administration Rule 4 Capital Requirements, Financial Reports, Margins Rule 5 Option Contracts Traded on the Exchange Rule 6 Options Trading Rule 7 General Trading Rules Rule 8 Reserved Rule 9 Conducting Business with the Public Rule 10 Disciplinary Proceedings and Appeals Rule 11 Business Conduct Rule 12 Arbitration Rule 13 Cancellation, Suspension and Reinstatement Rule 14 Liability of Directors and Exchange Certificate of Incorporation of NYSE Arca Equities, Inc. (A Delaware Corporation) NYSE Arca Equities, Inc.: Bylaws NYSE Arca Equities: Rules Rule 1 Definitions Rule 2 Equity Trading Permits Rule 3 Organization and Administration Rule 4 Capital Requirements, Financial Reports, Margins Rule 5 Listings Rule 6 Business Conduct Rule 7 Equities Trading Rule 8 Trading of Certain Equity Derivatives Rule 9 Conducting Business with the Public Rule 10 Disciplinary Proceedings, Other Hearings, and Appeals Rule 11 Cancellation, Suspension and Reinstatement Rule 12 Arbitration Rule 13 Liability of Directors and Corporation Rule 14 Plan of Delegation of Functions By the Nyse Arca, Inc. To Nyse Arca Equities, Inc.