Author Description

Guide to Regulation FD and Insider Trading Reforms offers detailed discussion of the regulatory provisions, drawing from the adopting release, SEC staff interpretations, and public remarks by SEC Commissioners and other key officials. The Guide also examines best practices for Regulation FD compliance adopted by companies and their counsel. Also discusses the NIRI Standards of Practice for Investor Relations, which address the new demands of Regulation FD on companies and their investor relations officers. Includes full text of the rules, the SEC's adopting release, and recently-issued staff guidance from the Division of Corporation Finance Manual of Publicly Available Telephone Interpretations.