Author Description

The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a andquot;securityandquot; How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the andquot;small pointandquot; on which your case may turn. And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of: The Sarbanes-Oxley Act The SEC's disclosure requirements Internet securities trading Margin accounts The SEC's safe harbor initiatives SRO voting rights standards Regulation FD and selective disclosure of material non-public information SEC amendments to the tender offer, proxy, and merger rules Arbitrability of securities disputes And much more.